Slovak Academy of Sciences, Institute of Animal Biochemistry and Genetics,
900 28 Ivanka pri Dunaji, Czech and Slovak Federal Republic
The assumption is introduced that there are two types of adaptive responses in central neurons in
response to signi cantly changed circuit activity. Morphological synaptic modi cations and synapse turnover
are thought to be involved in both of these responses, in such a way that in the rst case they are to restore the
circuit activity level as it was in the past, and in the second case they are to switch to a new pattern. The events
eliciting synaptogenesis are proposed to be di erent in these instances. The role of compensatory extrasynaptic
receptors insertion and preferential insertion of synaptic receptors induced by enhanced presynaptic activity
are discussed. The hypothesis as to how these two adaptive responses come into action during depression and
antidepressant treatment is then proposed.
The hypothesis I intend to introduce concerns the possible mechanisms which are involved in the action of
antidepressants. It makes some suggestions for further testing of the classical amine hypothesis of depression
(1{3) which claims that depressions are asociated with an absolute or relative de ciency of noradrenaline (NA)
and/or 5-hydroxytryptamine (5-HT) at functionally important receptor sites in the brain. First I shall list the
main clusters of ndings from which the hypothesis has emerged. E ects of antidepressant treatment
1. Potentiation of amine metabolism by monoamine oxidase inhibitors (MAOI), inhibition of amine
reuptake by tricyclic antidepressants (TCA) and some of so-called novel antidepressants, as well as -2
adrenoreceptor antagonism of mianserin are known biochemical actions of antidepressant (AD) drugs (4, 5).
These e ects can increase the e ectiveness of released amines in synaptic transmission.
2. Drugs used to treat depressions frequently have to be administered for several weeks before clinical
3. Long-term administration of TCA, MAOI, novel antidepressants, and electroconvulsive treatment induce
a reduction in the number of - adrenoreceptors ( -AR) as well as 5-HT receptors in the rat brain (7, 8).
In contrast to the down-regulation of these two receptor types, an increase in -adrenoreceptor ( -AR)
number is observed after chronic administration of AD therapy (7, 8). The down-regulation of amine receptors
is considered to be a controversal nding in regard to the amine hypothesis of depression because enhanced
synaptic transmission at the aminergic synapses should be the expected result of AD treatment.
4. Soubrie et al. (9) observed a delay in behavioral response to AD drugs following selective 6-hydroxydo-
pamine (6-OHDA) damage to the hippocampal noradrenergic innervation in rats. Adaptive changes on neurons in response to partial dea erentation
1. 6-OHDA{induced lesions of the noradrenergic neurons in rats (10) and chicks (11) which decrease
markedly NA concentrations in neocortex or atria respectively, caused a signi cant increase in the -AR
number in the regions treated. On the contrary, after surgical and 6-OHDA denervation there was a decrease
in the number of -AR in the chick expansor secundarium smooth muscle (12). It follows, that damage to
noradrenergic innervation causes, at least in these cases, an e ect on the number of -AR and -AR, opposite
2. In general, partial denervation of adult vertebrate central neurons causes intact nerve bers to sprout
new endings and form new synapses that replace those lost as a consequence of the lesion (13, 14). When
a neuron receives more than one type of a erent, there is a hierarchy in the relative capacity of the various
a erents to grow in response to synapse loss (depending on the overlapping of their terminal elds, cell type,
receptor and/or neurotransmitter "similarity", and other as yet unidenti ed factors). It is to be noticed that
the lesion-induced reactive synaptogenesis occurs over a time span of several weeks until the pre-lesion synaptic
density is restored (13, 15). In the majority of cases 7{9 days are required before any initiation of sprouting
is noticed (13). Synaptic plasticity in the learning and memory formation processes
There is growing evidence for the involvement of synaptic morphological changes in appropriate regions of
vertebrate central nervous system (CNS) in the process of learning and memory formation.
1. After training procedures used in these studies, the degree of dendritic branching (16), synapse density
(17), spine density and spine size (18, 19) was found to be signi cantly higher on neurons in the central
pathway relevant to the learned task.
2. Correspondingly, sensory and/or social early and later developmental experience yields an increase in
the synapse and spine density per unit tissue area, as well as synaptic ultrastructural changes (enlargment
of spines and terminals), and increase of the amount of dendrites per neuron (14, 20{22). On the contrary,
sensory and/or social deprivation results in the opposite changes, e.g. atrophy of postsynaptic surface and
3. The observations of synaptic morphological modi cations accompanying the synaptic e cacy enhance-
ment corresponding to the long-term potentiation (LTP) (23{25) also re ect the possible e ect of presynaptic
4. All these ndings lead to the growth theory of learning (26) according to which the more used modi able
interneuron synaptic connections undergo hypertrophy and/or branching along with increase in their number,
while the less used or disused ones undergo atrophy and loss. So, an increase in activity of a particular neuronal
circuit leads to new synapse formation as well as synaptic morphological modi cations corresponding to the
enhanced synaptic e ciency, and vice versa. E ects of psychotropic drugs on synaptic plasticity
1. After daily administration of haloperidol for two weeks there was an increase in the number of synapses
containing perforated postsynaptic densities in the rat caudate nucleus (27). The morphological changes were
reversible after two weeks of drug cessation. The origin of the bers with these modi ed synapses has not
been revealed. The authors suggest that the observed synapse increase might be related to the early and/or
late extrapyramidal motor disorders induced by neuroleptic treatment.
2. Three weeks of daily haloperidol administration resulted in an increase in the number of synapses on
dendritic shafts in parallel with a decrease in the number of spine-neck synapses in the rat medial prefrontal
cortex (28). The mean area of presynaptic terminals as well as the mean length of postsynaptic densities
decreased in the axo-dendritic synapses. The authors interpret the latter kind of changes as decreased synaptic
e cacy caused by the dopamine receptor blockade by haloperidol. After three weeks of daily administration of
amphetamine, in the same region, there was an increase in the number of axo-dendritic synapses and decrease
in the number of axo-spinous synapses (29). Besides these changes which are similar to the haloperidol-induced
e ect, there were opposite changes in the synaptic parameters in all synapse types: the mean area of synaptic
terminals and the mean length of postsynaptic densities as well as the area of spines increased. This might
re ect enhanced synaptic e cacy. However, the origins of modi ed synapses have not been identi ed in these
studies, either. A supposition of the involvement of other neurotransmitter systems besides the dopaminergic
one in the observed morphological modi cations was proposed. Extrasynaptic receptors and synaptogenesis
1. At present the process of synaptogenesis during maturation and in adulthood in the vertebrate nervous
system is viewed as a sequence of certain speci c pre- and postsynaptic events which trigger and are dependent
upon each other in a highly speci c manner (30). However, the degree of possible interdependence of these
events as well as their order and mechanisms have not been resolved de nitively. I now draw attention
to the widely accepted idea concerning the signal or information exchange between pre- and postsynaptic
elements during synaptogenesis via trophic factors (31, 32). It could well be (33) that these trophic factors are
transported inside and released outside by means of endocytosis and exocytosis respectively, of vesicles which
bear "new" and "old" membrane components in the process of membrane renewal (34). As has been proposed
(31), in the case of reactive synaptogenesis or axonal sprouting induction, the nerve growth-like factor secretion
2. There are two types of nicotinic acetylcholine receptors (AChR) on the postsynaptic membrane of
skeletal muscle cells (35). The density of AChR at the neuromuscular junction di ers from the density of
AChR on the extrajunctional surface { the order 10 vs. 10 per square micrometre. Denervation studies in
adult animals and other studies investigating the e ect of depressed presynaptic activity on the neuromuscular
{ These manipulations yield an increase in the number of extrajunctional AChR.
{ As the number of extrajunctional AChR increases, remaining axons sprout when this increase is prevented,
{ During muscle cell reinnervation the initial multiple innervation loss is accompanied by the loss of corre-
sponding nerve terminals. The postsynaptic receptor elimination begins before terminal elimination.
Perhaps, by insertion of additional receptors into the plasma membrane via fusion of transport vesicles,
the di usible factors which control sprouting are released.
3. It appears that the existence of extrajunctional postsynaptic neurotransmitter receptors is not restricted
only to muscles. The presence of extrasynaptic adenosine receptors (37) and extrasynaptic GABA receptors
(38) has been found on the CA1 cell dendritic membrane in the rat hippocampus.
In response to modulation of the amount of neurotransmitter in the nervous system there are two types of
postsynaptic cell responses. Down-regulation and hyposensitivity of postsynaptic receptors occur in response
to an increased amount of neurotransmitter while up-regulation leading to hypersensitivity of receptors occurs
in response to a decreased neurotransmitter amount (39). Taking into account the presence of extrasynaptic
neurotransmitter receptors on central neurons, it may well be that the contribution of changes in density of
extrasynaptic receptors is more signi cant than the contribution of synaptic receptor density changes. From
the point of synaptic transmission the role of extrasynaptic receptors is negligible. However, if the increase
in their number initiated the sprouting and formation of new synapses, then the reason for an increase in
the number of extrasynaptic receptors in response to a decreased amount of neurotransmitter is to induce
additional synapse formation in order to enhance synaptic transmission e ciency, and to compensate the
decreased synaptic activity in the circuit. In the case of down-regulation, the postsynaptic cells tend to
prevent the formation of new additional synapses by decreasing the number of the extrasynaptic receptors.
In addition to this type of neuron adaptive behavior, it is worth considering the other type of adaptive
neuron response: the potentiation of more used pathway synapses, and the depression of less used pathway
synapses (as has been observed in the studies of LTP, cellular correlates of learning and studies of environment
complexity e ects on the neurons in the CNS). It is reasonable to suppose that in the more used circuits
neurotransmitters are being released in greater amounts then in the less used ones. In this adaptive response
type, the potentiation of synaptic e ciency is related to additional synapse growth and the enlargement of
"old" ones. Therefore, there should be an increase in the number of synaptic receptors, also. In accord with
this, the loss of synapses and their size in the depression of synaptic e cacy in the less used circuits should
be accompanied by the loss of synaptic receptors as well.
So, two types of adaptive responses in neurons might exist: the rst one is compensatory and tends to
restore the circuit activity level as it was in the past the second one consists of plastic changes which provide
for switching circuit activity to a new pattern.
One may ask, if in case of reactive synaptogenesis which is to compensate for a neurotransmitter de ciency,
the synapse growth eliciting event is the extrasynaptic receptor insertion, then what elicits synapse growth
in case of enhanced presynaptic activity? The answer can be only hypothetical. Fedor et al. (40) and
Horwitz (41) estimated the intensity of the intracellular electric eld in dendritic spines and branches during
excitatory synapse activation. Exploring these values they supposed that the electrophoretic attraction of
charged particles bearing new membrane material including receptors might take place in spines and other
dendritic branches. This attraction is proportional to the postsynaptic potential amplitude and duration and
therefore to the level of presynaptic activity. The trophic growth factor inside vesicles bearing new membrane
components is released outside during vesicle fusion and insertion of preferentially synaptic receptors. This
might be the case because electrophoretic movement directs vesicles to the synaptic places preferentially. The
growth of postsynaptic membrane is provided for at the same time.
Taking into account this possibility of two neuronal adaptive responses we can proceed to the formulation of
a hypothesis as to how they come into action during the process of depression pathogenesis and AD treatment.
Let us say, in depressions (whatever is their etiology) the production of 5-HT and NA is decreased in some
relevant (at this time not known) brain area(s). As a result the atrophy of synaptic connections between
the aminergic neurons and their target neurons occurs. This is accompanied by a decrease in the number of
synaptic receptors. At the same time, target neurons try to compensate for this de cit and synthesize greater
amounts of postsynaptic receptors which are inserted into the whole (postsynaptic) plasma membrane. The
number of extrasynaptic receptors increases in order to initiate new synapse growth which is to compensate
for the weakened synaptic transmission e ciency. Because of long duration of the intense amine de cit, this
compensation fails, postsynaptic cells become exhausted, and an overall decreased density of postsynaptic
receptors may be observed (42). Now, the agents blocking amine reuptake (or stimulating their production, or
their release) come into action. A greater amount of amine is available in synapses this corresponds to enhanced
presynaptic stimulation, and so a erent axons sprout and form additional synapses. New postsynaptic sites
are created. The number of synaptic receptors increases. Compensation on the part of postsynaptic cells
is not neccessary now, and the extrasynaptic receptors are degraded, their overall number decreasing. So,
during AD treatment an adequate balance between the synaptic and extrasynaptic receptors is achieved and
is accompanied by the enhancement of synaptic transmission e ciency.
This hypothesis o ers a possible explanation as to why the number of -AR decreases and -AR increases
after AD treatment. However, I do not claim -AR and -AR are present exclusively in the extrasynaptic
and synaptic places respectively the relative representation of these two receptor types in these two receptor
populations is important. Another fact in agreement with the proposal concerning the involvement of synapse
growth processes in antidepressant action is that the time course of reactive synaptogenesis in the CNS is
similar to the observed time course of receptor changes after AD treatment as well as of the apparent behavioral
I am aware that the situation is far more complex, especially concerning the interplay between various types
of pre- and postsynaptic amine receptors as well as the action of antidepressants on these various receptor
types, and the consequences of these interactions. However, I propose that the growth processes cannot be
excluded from the investigation of antidepressant action and search for depression etiopathogenesis. Although,
I did not state it explicitly, the involvement of other neurotransmitter systems and their interplay must also
be neccessary to take into account in this matter. However, to speculate about it, more detailed knowledge
of the involved brain neuronal circuits hardwiring is required. The proposed synaptic turnover taking place
during depression pathogenesis and treatment o ers a basis for investigation of other neurotransmitter systems
To conclude, here is a suggestion concerning the design of an experimental study of the hypothesis proposed.
Three groups of experimental animals are involved. Besides a control group, there should be one group
treated by reducing the amount of NA or 5-HT in the appropriate neuron population by some chemical
compound without destruction of these neurons. The consequences of such a treatment on the synapse number
and morphology between them and their target neurons should be investigated. The third group, having
an aminergic system impaired by the same manipulation as the second group, is to be allowed to receive
antidepressant treatment. The same investigations on synapses should then be made. Regardless of the result
of such an experiment it will bring new important clues in regard to the processes involved in depression
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