FREDERICK GOODWIN, M.D., Center for Neuroscience,
PETER WHITEHOUSE, M.D., Ph.d., Alzheimer's Research
ERIC ZILLMER, Ph.D., Department of Psychology,
PAT LEVITT, Ph.D., Department of Neurobiology,
University of Pittsburgh School of Medicine
Todd Goren, Federal Filings Business News
Robert Cook-Deegan, National Academy of Sciences
Shannon Penberthy, Nat'l Assoc. of Epilepsy Center
Jennifer Zeitzer, Alzheimer's Association
Innovations in Pharmaceutical Science: Breakthroughs
in Neuroscience commenced at 12:18 p.m. in SC-5 of
the Capitol, Daniel Shostak, IAF Project Manager and
Director of the Foresight Seminars on Pharmaceutical
Research and Development moderating . . .
Shostak, the Project Manager with the Institute for
Alternative Futures and Director of the Foresight
Seminars on Pharmaceutical Research and Development.
Let me welcome you to the 5th of our 6 1996
Foresight Seminars. Today's program will be looking
Foresight Seminar you've attended. So I would like
to give you a brief introduction. This year we're
having six Foresight Seminars, and this is our 18th
year of having Foresight Seminars up here on the
Hill. It is IAF, the Institute for Alternative
quickly approaching its 20th anniversary, and many of
you will be invited to our upcoming celebration. Do
look for your mail. The Institute is an educational
nonprofit organization in Alexandria, Virginia where
our clients include international agencies,
organizations and companies, national and local
governments and agencies, nonprofit and community
groups, including the Arlington County Library
incorporating 22 of the Fortune Global 100.
packages that you have on your seats. The packages
contain additional information on the Institute. It
also contains copies or summaries of today's
additional pieces of information that I would like
Neuroscience's "Brainwaves Newsletter." This
newsletter is very interesting because on the inside
it has a very nice and succinct summary about recent
news and scientific innovation in neuroscience. It
also has a nice, lovely summary about the impact of
neuroscience and neurodegenerative diseases on the
The second newsletter we've also been able
to include is from the Dana Alliance for Brain
Initiatives, an alliance of neuroscientists and brain
I would like to draw your attention to the
third page, which is a lovely graphical summary of
both how we think about neuroscience and about
medications both in development and reaching the
Finally, the Institute is very pleased to
be able to provide to you, and will be able to
provide additional copies if you like, the most
recent "Prescription Medications and You: A Consumer
Guide." This is a joint project of the Agency for
Health Care Policy and Research and the National
Council on Patient Information and Education. The
Institute, AHCPR and NCPI are very committed to wide
distribution of this pamphlet, and if you or your
organizations require additional materials we'll be
your package if the lavender evaluation form. Please
do me the honor of completing the evaluation on your
way out today so that we can continue to improve the
program and get feedback to our speakers, to our
The Institute for Alternative Futures has
a specific mission: To help communities and
organizations more wisely choose and create the
futures they prefer. Our seminar goal building off
that mission statement is to provide foresight on
health to Congress, communities and the public.
foresight as a tool for public policy-making, and
I'll spend a couple of minutes doing that in a
preferred forecast, to summarize some of the research
that we've done at the Institute or information that
we've collected in a forecast about a preferred
alternative future. The emphasis is on preferred,
and that means that we stress the best possible
future we can believe could occur. I hope part of
our discussion today will be in fact about how to
our program is the discussion element. We start our
discussion element with topical presentations, and
then after the topical presentations hopefully we'll
engage you in our question, answer and discussion
revealing unintended consequences of public policy.
The whole idea here in our foresight discussion is
that foresight includes revealing unintended
consequences preferably before they happen.
forecast about the implications of neuroscience and
their recent breakthroughs, then our discussion about
some of these breakthroughs, and then I hope to
generate a discussion today about the partnership
between government and industry and academics and
between public and private organizations in fostering
this type of innovation and avoiding the pitfalls of
program, which is discuss foresight. The Institute
has been defining government foresight as the
application of futures research and methods to
current policy issues by doing three things:
model for the policy question in hand, to understand
the stakeholders, what they bring into the system,
what they want out of the system and how that system
revealing unintended consequences, and we'll talk
identifying emerging issues. In our first four
seminars this year we talked about what futures
research is, seeing the big picture and identifying
emerging issues. Today we'll talk about revealing
I went around the office the other day and
said what in one minute could I say to help people be
better at revealing unintended consequences, and we
came up with five points to encourage you to use in
your policy analysis or policy development function.
picture model. If you don't have a systems model of
the question at hand try to develop one or try to
find one that may already exist, and then work
through the problem through your model to see if it
makes sense. The model may need changing or the
other arguments. Needless to say, not all opponents
of your position are saying things that aren't true.
More importantly, they may be revealing things about
your systems model that may need to be incorporated
in your model to further refine your policy proposal.
A third proposal to help reveal unintended
consequences is examine historical analogies. It's
kind of funny to hear a futurist talk about history,
but in fact much of the future still comes from our
history. Bosnia may be one of the prime examples of
that in current contemporary politics. Finding the
appropriate historical analogy is difficult, but it
is an important task to incorporate in your policy
advocate. As you develop your policy proposal begin
to say what's wrong with it, be aggressive about
taking positions and tearing it apart. It is a good
exercise, it's a wonderful way to build teams and
policy analytical organizations, but, most
importantly, it will improve your policy analysis.
agrees on in our office that has to be remembered is
Murphy's Law - What can go wrong will go wrong, and
one of the best ways to revealing unintended
consequences is simply begin asking yourself how many
things can go wrong and how many different ways they
We tried to summarize a futurist Murphy's
Law yesterday and it came out something like this:
consequences, but that doesn't mean you shouldn't.
neuroscience, but often people say well where do
these forecasts come from. So I use this slide to
help people understand that we don't really pull them
Our forecasts are built upon identifying:
many of you work on day in and day out here in the
Capitol and around government and organizations,
-- Forces, and these are long-term social
organizational forces that may be affecting the
environment, but not necessarily policy or politics;
Some of these are general principles about overall
systems, and some of these are more specific
Alternative Futures is very much committed to what we
call vision, asking ourselves what are the people in
power or what are the stakeholders particularly
interesting in accomplishing, what is their vision
for the future and how do their actions affect the
forces, principles, trends or issues.
At the bottom of your screen you'll see a
note on wildcards, and this is the thing that we use
to remind ourselves that not everything is
predictable or forecastable. Sometimes things happen
that you cannot foresee, but you need to remember
that that can occur when you begin to do a forecast,
for today. Let's move on to our topic.
neuroscience and all that it contains, and we'll talk
about that in a moment, will lead to profound changes
in human consciousness, health, society and therefore
the neuroscience you're about to discuss is going to
have a profound impact on our future. It may in fact
be transformative in terms of our culture and the way
we relate to people in this room, in this community
disorders is large and growing. One in six private
research dollars goes into CNS research right now.
Why would that be? That's because 1 in 20 Americans
suffer from developmental disorders of the nervous
system. Brain related disorders account for the
majority of our nation's long-term costs, and brain
and psychiatric disorders combined account for more
hospitalization than all other diseases in this
2020 the burden of central nervous system and related
disorders will rise by 50 percent worldwide. That
will be equal to 190 million disability adjusted life
years lost in that year alone. The disability
adjusted life year loss is a metric to account for
that people with these diseases will be alive but
unable to contribute productively in some way to
society. Nearly 14 percent of these daily adjusted
life years lost will be due to CNS related disorders
of the total. Major unipolar depression will become
the second leading cause of life year loss in 2020.
The second reason why neuroscience may be
transformative is that current CNS research is
resulting in more knowledge about the brain, the body
and society and is improving treatment. Again, 1 in
6 private research dollars go into CNS research
today. Nearly a dozen pharmaceuticals were approved
for CNS related disorders in 1995, and many, many
more are in the pipeline or about to be approved.
We'll be hearing about some of that a little bit
why neuroscience may be transformative is that
neuroscience will revolutionize how we think about
ourselves. The fundamental question that these
people have been working on and dozens, hundreds,
thousands of other researchers are working on is how
does the brain work and how does the consciousness
and the idea of self come out of how the brain works.
bit about how the brain works at the molecular,
genetic and mechanical level, how that generates
behavior and how all that knowledge goes into
treating mental illness or understanding mental
illness and, finally, Alzheimer's disease, the
Neuroscientists are asking the fundamental
questions that are going to change how we think about
thinking. And, finally, going back to history and
historical analogies one rule of history in social
change is that as the idea of self evolves social
one that I find most pressing is the idea of free
will. After the Renaissance people began saying we
had free will, and if we had free will we did not
have destiny and we could choose our future, and
within the next two to three hundred years after the
idea of free will re-established itself from Western
Europe we saw the end of the kings, we saw the
colonies splitting and we saw the end of the
empirical empires, and there are other examples about
how the idea of self changes and leads to social
Pittsburgh. He is the new Chair and Professor of
Neurobiology at the Pitt School of Medicine. He
focuses on how the brain works and how the workings
of the brain turn into functional relationships and
ultimately into behaviors. He is a neurobiologist by
Drexel University. His research focuses on
personality and the brain. So we go from the working
Director of the Neuroscience, Medical Progress and
Social Program at George Washington University. His
research focuses on how the brain, behavior, and
human values are all linked. He is also a member of
the Institute of Medicine, one of five psychiatrists
And our final speaker is Peter Whitehouse
from Case Western Reserve University and the School
of Medicine there. He is the Director of the
Alzheimer's Center. Dr. Whitehouse will finish our
formal program discussing recent advances in
Alzheimer's screening and how those advances provide
great new information, but raise very troubling
each make a brief presentation, I'll take one
clarifying question after each presentation to make
sure we're getting it all straight, and then after
the final presentation we'll open up for our question
With that introduction done, I would like
PAT LEVITT, Ph.D., UNIVERSITY OF PITTSBURGH
DR. LEVITT: Thank you very much, Dan.
comments were couched in terms of the strategic
importance of neuroscience being focused upon the
pathological aspects of the nervous system, affective
disorders, behavioral disorders and neurological
disorders. But when I think about it in some sense I
think about how our understanding of how the nervous
system works will impact upon normal processes. As
we learn how we learn and as we learn how we
communicate we will design new strategies I think for
educating ourselves and future generations. I think
I'll make a forecast or a prediction that
in about three weeks the City of Washington, D.C.
will be inundated with neuroscientists. 25,000
neuroscientists will be attending the Annual Society
of Neuroscientists Meeting in the City of Washington,
D.C. It is the largest biologically associated
society in the country and in the world probably with
25,000 members. The only scientific society larger
in the United States is the American Chemical
Society. So in fact we don't need to make
predictions I think about how important neuroscience
will be in the future. Scientists in fact have done
that for us and there are a number of us in the room
minutes now is to provide some baseline information
about how we think about cellular processes in how
the nervous system forms. I'm a developmental
biologist and I do have an inherent bias in that I
believe that in order to understand how the central
nervous system works and how the brain works you
might as well start from the beginning and understand
how this is built, how circuits are formed, how cells
that comprise the brain are actually produced, how
they wire together and how they maintain their
capacity to change over our entire life, and what are
the mechanisms that drive all of those forces.
you to remember today I think, and there are a number
of them, but the one is that we've had a tendency in
the past to understand that genes are very important
in all biological processes, and we also have an
understanding that experience, either by the organism
or by cells, is also a major part of driving
The problem that we've tended to segregate
or separate those in some sense, that is it's either
genetic or its epigenetic, and what I would like to
show you, and let's have the first slide, is that in
If we go back a little bit in history, and
this is a slide that was of a schematic that was
generated by Paul Vice, a very famous biologist, who
back in the 1940s generated this. All I want this to
represent is in fact we've come full circle into
separating these processes of genes that regulate
biological functions and experience that regulates
biological functions to an image like this where
these arrows that interconnect a number of different
processes that occur in development in fact impact
example, that the nervous system has 50,000 genes at
least or more that are unique to the nervous system
itself. No other organ in the organism shares those
genes, and by the year 2000 we will have identified
99 percent of the composition as we know it in the
favorite experimental model at least preferred by
biologists of the mass. So we'll have the substrate
in fact of that information by the end of the
century, there is no question about it, and maybe
even before. The problem is we're still in the
infancy of understanding how those genes in fact are
regulated to drive a number of different biological
last 10 years, and this is from a number of different
laboratories, and I'm really not going to talk very
much about my own work, that there are genes that are
unique to the nervous system that control pattern.
That is, there are genes that are expressed in
certain parts of the very early brain, and the brain
starts out as two, and those genes drive the identity
of what those different parts of the brain will
become. But we know that the genes are not
sufficient to drive that process. So, for example,
if you identify that gene, and you identify when that
gene is first expressed, and you're looking at a
picture in the top right-hand panel, and that purple
color is actually the expression pattern of a gene
within in a very small segment of the spinal cord and
it's expressed in no other part of the brain and it's
expressed in no other part of the organism.
important in driving that gene and specifying that
very part of the spinal cord because we can place
that piece of tissue into a new micro environment.
That new environment contain signals from other cells
from other parts of the organism that can in fact
expression of gene patterning will eventually be in
the formation of the nervous system to defining how
the circuits actually form. So that early events at
the genetic level that are driven by experiences that
the cells undergo as a community and also
individually will in fact drive the basic patterns of
how the nervous system wires with each other. That's
not to suggest that the wiring that occurs during
development is immutable. In fact, it undergoes
So what you're seeing here is actually new
dyes that have been developed over the last 10 years
that allow us to actually look at the very specific
patterns, the intricacies of circuits, and what
you're seeing here in fact is the circuit that's
required by the organism to sense something in the
environment, a touch, and to perform a motor task
circuits and we can identify what happens to those
circuits if there is abnormal gene expression.
Remember again that gene expression is going to be
regulated at every step of the way by influences from
the environment, and this just doesn't happen post-
natally. This happens prenatally as well.
cells on an individual level as well. We have the
tools to do that now microscopically and we also have
image analysis, and that becomes very important
because in a number of laboratories around the world
we're trying to understand at a circuit level what
happens when we perturb the normal processes of
development or what are normal processes of
development, and I'll give you an example.
molecules that are very important in carrying
information. They are the chemicals that carry
information from one neuron to another, and just
imagine this process happening in your head, and 10
to the 14 neurons are doing this, and I always get a
headache when I think about it this. But in fact we
neurotransmitters, and many of you know about
norepinephrine and serotonin, and others on the panel
will perhaps speak about those, are in fact molecules
that are very important in regulating growth during
development. They perform a separate role during
critical periods of development before the individual
neurotransmitter, dopamine, which we know is involved
in affective disorders, can in fact modulate the
develop of certain parts of the brain.
The way that we've investigated this, with
a number of others, is to actually manipulate the
levels of dopamine in the brain, and we've done this
in a paradigm that actually has a clinical link to
it. That is using an animal model we can expose
developing animals to cocaine which directly
modulates the levels of this neurotransmitter.
Now remember that during early periods of
development it's not a neurotransmitter per se, but
it's a growth regulating molecule, and when we do
that we've identified in fact that we don't grossly
change the structure of the brain, but we do modify
aspects of cell form and aspects of cell conductivity
that have long-term impacts on how the organism
cells, that very pretty painting, or it's actually a
picture that was generated off of a computer, and it
shows you the structure of some seven or eight cells,
neurons sitting in the brain in an animal that was
exposed prenatally. This animal was an adult when we
changes that occurred in the structure.
fact, there are very specific parts of the brain,
those that have to do with cognitive tasks,
intentional tasks and learning tasks, again relating
to structure and function for certain parts of the
brain that are more focused on performing certain
tasks than others, that are altered and are altered
long-term. This just highlights some of those areas
on the human brain, and this has been shown again in
experimental animals. It clearly shows the power of
how the environment, the cellular environment, the
environment of the organism can really drive early
developmental phenomena that eventually end up --
next slide -- with changes that we can measure as
were exposed to cocaine only prenatally, when we
assessed their behavior postnatally, that is once
they're adults, they behave by and large very
normally. But if you challenge them with a specific
task, for example an intentional task where they were
required to attend to a stimulus and then respond to
that with a specific behavior, they can do it, but it
takes them a long time to learn how to do that, and
in fact in some instances they never quite reach that
and more of these systems is to begin to identify
brain structural relationships as they relate to how
the nervous system first forms, and that in fact will
have an impact in terms of understanding the
molecular and cellular basis of how we learn and how
we behave, and I hope in the discussion we'll talk
about what impact that can have on how we generate
policy in the broadest sense, and not just health
neuroscience is going to tell us a lot more about
possible education policy right off the top because
if they know how the body develops and learns they
are maybe the people who should be setting education
Is there any clarifying question for Pat?
Zillmer, Professor of Psychology at Drexel
University. He focuses his work on personality and
the brain. He is also the recent author of a new
book on the psychology of Nazis, and has a new book
coming out in '97 on the brain itself.
ERIC ZILLMER, Ph.D., DEPARTMENT OF PSYCHOLOGY,
I'm going to use my time with you just to
touch on three issues briefly, brain research in the
past, which I call the scientific search for the
soul, brain research in the present, which I call the
decade of the brain, and then brain research in the
Why is it important to focus on the past?
I think for two reasons. I think our history will
be our future. In addition, we've made mistakes in
history that we should not make in the future, and
Most of our history in brain research has
been stuck in the dichotomy between I think therefore
I am, the kind of idea that brain processes are
mysterious and that the soul somehow arises from the
brain in a mysterious way, and another concept, sort
of a dichotomy, that there is no ghost in the machine
and that the brain functions very much like a
We are still stuck in the summary you may
have seen in the Washington Post this morning that
sort of embraced evolution a little bit but he did
say that the soul is not part of this and it remains
believe now, or we know actually that for every
behavior, whether it's a reflex or whether it's
religion, there is a neurological correlate. We've
accepted that, and now we're trying to find out how
research in the past may have affected what we're
doing now. It wasn't long ago, 40 years ago, locally
that a physician named Walter Friedman pioneered
what's known as the transorbital lobotomy, in which
he knew that behaviors in schizophrenics was related
brain processes. He thought that somehow these
neurons were tangled up, and one way you can undo
them was to cut them, and he proceeded to do so in
This was done in the 1940s and 1950s, and
we look back on this now and we say outrageous. This
was outrageous. Well I want to impress upon you that
when we're in 2020 we're going to look back on how
we're treating schizophrenia right now or other
mental illnesses that have a biological component,
panic disorder or obsessive compulsive disorder, and
we're going to say the same thing, outrageous.
we've learned about the brain, 90 percent of it,
we've learned in the last 10 to 20 years. In the
1940s and '50s we thought that half of our brain, the
right hemisphere, was a reserve hemisphere. I don't
know if you drive Jaguars, but they have two tanks,
you know, one tank and then you switch over to the
only in our understanding of the brain, but also in
looking at it, imaging the brain based on an MRI.
Well we can do that and target specific structures in
the brain and quantify them, the white being the
corpus porosa next to the two hemispheres, and the
blue being the ventricular system, and we can look at
them and look at, for example, differences in men and
women on certain strategic structures. We can also
see how these brains are working while somebody is
doing something and we can superimpose that on the
structure. So we're really on the threshold of a new
science in terms of how we understand our own
behavior and our differences in men and women, young
tremendous advances. Children watch Pinky and the
Brain, they go to stores called Zainybrain, they have
alternative bands called Cerebral Fix, Bad Brains and
Spinal Tap, and I don't know if they know anything
about neurosciences, but the public has embraced a
dreaming is a brain process. We know now that
children who develop reading problems or dyslexia
have different brains than those who do not. We know
that people, who I work with a lot, PTSD, post-Gulf
War, the Vietnam and Korean Wars, their brains have
changed because they have witnessed a catastrophic
event. We also know that now there are some
medications that are very refined. We know that
there are about 14 receptors just for one
neurotransmitter, serotonin, the mysterious chemical
that plays a role in mood, depression and anxiety,
and we can pinpoint these receptors much better.
accepting that the brain constitutes a major aspect
of who we are. Evolution has placed the brain in a
very critical position. It's the only organ that
sustains our own existence, and because of its
importance it has been completely surrounded by a
protective tissue, the skull. Is the brain the
source of all behavior? Well we think so.
next millennium, and this is an opportunity for me to
introduce to you my two graduate students, Amy and
Terry, and I hope there are some radiologists in this
group who are going to see some pathology in this
concepts about the brain and how will they relate to
society? I think that what's going to happen is that
we're going to reinvent how we perceive ourselves.
We're going to go away from this dualism based on a
mind/body dichotomy, and brain based explanations
Nobody is surprised any more if they pick
up a newspaper and find out that truancy has a
biological component. That would have been
outrageous 20 or 30 years ago. There will be no
distinction made between medical illnesses and mental
illnesses. Most, if not all, mental illnesses have
Think about the stigma that we are living
under. Think about calling into work for one moment
and over the phone you say I can't come into work
today, I have a mental illness. Think about filling
out a job application where it says health and you
say I had a bout with mental illness but I got over
it. We don't treat mental illness the same way we
deal with pneumonia, but I'm suggesting to you in the
future schizophrenia will be dealt with just as if
somebody had pneumonia. Personality and mental
illness will be understood as being both related to
brain processes, and it will be okay to call in sick
The policy implication is that we have to
overcome our two-tier insurance system where we have
medical illnesses and we have mental illnesses. If
they're all biological illnesses, then we should have
one health plan for both types of illnesses. There
will be no differences in the health coverage on
view the insanity defense. There will be more
appropriate biological models of free will and
responsibility. The Mcnaghten rule and the American
Law Institute rules of responsibility and free will
are outdated. I think there will be reform in terms
of how we accept and think about responsibility.
We will accept, and we already have, that
in the brain hardware as well as software is always
changing. Just by me speaking to you I hope that
something will change in your hardware and software
chemically so you will remember the things that we're
telling you today. This becomes very obvious by
seeing somebody who goes through a catastrophic event
with a post-traumatic stress disorder where they're
trying to forget a memory when in fact they can't do
The public will be very sensitive to brain
injury. It will be understood that we are born with a
certain number of neurons and that regeneration of
neurons is not possible, even though we're working on
it. Just as we have adopted seat belts, more and
more air bags will appear in the cars to protect the
head. There was a study that showed clearly that
football and soccer was dangerous to your well-being,
and we will have children not punting the ball with
their head until they mature developmentally and
neurologically. So the public will embrace this
concept that the brain is a very important organ and
changes will be such that neuroanatomy, neurosciences
and the neurological paradigm will be embraced in
education starting with elementary school with
neuroanatomy, in grammar school students will learn
brain behavioral relationships, in high school
students will look forward to examining neuroanatomy
and having brain autopsies, and in college students
will embrace a new science of the brain.
Let's not go back in how we looked at the brain in
the past. I would like to say that brain research
has had a long past, but a short history. From the
beginning of humanity we have been interested in how
the brain works. In pre-Columbian times in Peru it
was thought, although there is a controversy whether
this was a surgery, that by drilling a hole in
somebody's head, and this hole was not drilled into a
knee cap or into the elbow, but something mysterious
was working inside the head, and they knew this and
they thought somehow evil spirits could be released
and the sunshine could come in and heal. Let's not
make those mistakes again, and let's not try to
oversimplify what's going on. There is much about
brain research we still don't understand.
Here is a more recent picture of a patient
with mental illness confined, and I think this is
sort of an old virtual reality kind of device where
this person is going through sensory deprivation.
when we look back to 1996 we can be proud of how
we're dealing with our mental patients and with how
we develop educational systems that are in sync with
Is there a clarifying question for Dr.
the brain out of context of life style and the mind.
Could we be making the same mistake that you were
talking about in your last slide, and that it needs
to be put in a platform of the consumer, the way they
live, their nutrition all those things rather than
DR. ZILLMER: I think that we could make a
mistake. Like Dr. Levitt talked about, you can
change your brain by changing your environment. So
it's much more systemic than just focusing on one
organ, but the matter of the fact is that's where the
information processing occurs and that's where
it even occurs at the cellular level throughout our
body, the innate wisdom of the body. I mean that's a
big issue right now, and to tag it all to brain you
important point. I mean the biology is telling us
something about the brain because, as I mentioned
before, there are things, molecules, genes present in
the brain that exist nowhere else in any other organ
many things can modulate the function of the
organism, and I think what neuroscientists are saying
is that that begins in changes and processes at the
molecular and cellular level in the nervous system
and then is expressed by the body in some outward
Goodwin, Director of the Center on Neuroscience
Medical Progress in Society at George Washington
University, and the former Director of the National
Institute of Health and the National Institute on
CENTER ON NEUROSCIENCE MEDICAL PROGRESS IN SOCIETY,
reminds me more of my earlier career in philosophy
spent the last 30 years in research, but also seeing
sick people, people with major depression and manic
depression illness, and a lot of my perspectives and
biases, if you will, come 30 years as a clinician.
Dr. Zillmer was referring to this, we're faced with
myths about mental illness, but I have a slightly
different take on how to deal with these myths
because I think some of the stigma that the public
has is based on concerns the public has which are
legitimate and which when we call everything a no-
fault illness we're overstating a little bit. It is
different to have pneumonia and to have an illness
which affects your behavior which affects other
people, and that's I think the nub of the education
think should be done away with are that it is not
definable, that it is not treatable or that
everything sort of works for everything with non-
specificity, or that they are so pervasive that
everyone has a little bit of it and you would break
deal of responsibility for this one because we go
around saying 22 percent of the population has a
mental disorder, and the taxi driver says well if 1
in 5 people have a mental disorder if you covered it
In fact, only 9 percent of the population
have a disorder with any significant dysfunction. I
mean half the population has a respiratory disorder
every year, and that doesn't mean we all go off to
the doctor every time we have the flu.
The most important one, and I keep hearing
this even from psychiatrists and psychologists, is
this issue of diagnostic reliability. If you
actually look at mental disorders and the percentage
of time that independent observers can agree with one
another about a diagnosis, independent observers now,
that's .72, and for major affective disorders it's
.8, and also for schizophrenia it's .8, our two more
important subgroups of major disorders.
clinicians to tell a woman whether she has a
malignancy based on a mammogram, 67 percent, or the
ability to tell from an exercise EKG whether you have
a heart problem, 30 percent. That's essentially
guesswork. Nobody would think of not covering an
exercise EKG in insurance, and nobody would think
about covering a mammogram, and yet these are not
nearly as precise in terms of reliability as the
diagnosis of mental illness. So the old Woody Allen
image of mental health, mental illness has to be put
don't work or they are sort of non-specific again is
based on the older sort of non-specific analytic
model which may have been useful in certain cases,
but not certainly for the major number of things
This is a review that we prepared at NIMH
for the Health Care Reform Task Force looking at the
efficacy of treatments for the five major mental
disorders, schizophrenia, panic disorder, bi-polar or
manic depressive illness, obsessive compulsive
disorder and major depression, and it took a one-year
time frame to look at substantial recovery of
function at one year measured by a functional
recovery score, not a symptom score, but a functional
life function recovery score, and using that same
score looking at those studies in the cardiovascular
literature, which had done the same thing, we looked
at angioplasty, arthrectomy and anti-hypertensive
medication. The one-year efficacy rates came in at
between 40 to 50 percent, whereas in the five major
mental disorders it was 60 to 80 percent.
efficiency basis of the rates of efficiency of
treatment you would put the mental illnesses before
the cardiovascular illnesses. We used cardiovascular
illness as a comparison because the net cost to
cardiovascular illness is into the country, that is
health care as well as lost productivity equals the
net cost of mental disorders. They're both in the
range of $160- to $170 billion a year.
treatment, and we could review all the wonderful
medications if we had time, but let's remember that
one of the striking things that is being demonstrated
today about psychosocial treatments, about
psychotherapies is that the biggest effect of
psychotherapy is now demonstrable in the sickest
patients. It's exactly the converse of the common
wisdom. The key is of course, unlike the classical
trials of psychotherapy alone, is that here we're
talking about psychotherapy combined with effective
has now been replicated several times. The
medication effect, this is neuroleptic medication in
schizophrenia, our most difficult to treat and most
devastating illness where these by the age often of
20 have essentially disconnected from life to a
degree that it's hardly enough to call a normal life
see a relapse rate, and this is a one-year follow-up,
a relapse rate of nearly 40 percent, 36 percent in
one year with medication alone. Now I'm sure that
may get a little better with some of the newer
medications, Clozerile and Lanthropine, and I think
it will get better, but nevertheless this is
considered a good result with medication alone.
If you combine that in a random assignment
and double blind way with social skill training for
the patients you bring it down, and with family
therapy for the families focused on expressed emotion
and education about the illness and how to deal with
it you bring it down, and if you do the two together,
the two psychosocial therapies together you in fact
reduce the relapse rate by a factor of four-fold.
Now there is nothing in psychotherapy alone which
I've reviewed extensively that could ever approach
least a reduction in half of the relapse rate. Think
how stupid it is not to cover this, and this is a
very cheap kind of therapy, by the way, and often a
lot of it is done in groups, think how stupid it is
to risk an at least doubling of your relapse rate
with hospital costs of psychiatry averaging $800 a
day, when for a few hundred dollars you could be
providing this kind of psychotherapy. This is not
get on the couch and tell me how you feel about your
mother type of therapy. This is very focused here
and now and very practical. Unfortunately, a lot of
psychiatrists still, I mean people trained many years
ago, may not even know how to do these kind of
Dr. Levitt and Dr. Zillman said, and this is a study
from UCLA looking at patients who have a very severe
form of obsessive compulsive disorder. These are
people who have to wash their hands six times, and
then when they touch the faucet to turn the water off
they've got them dirty so they have to wash them
again, and often their lives are so limited. They
literally cannot get out of their house they're so
limited by this repetitive, stereotyped, meaningless,
purposeless activity of obsessive compulsive
behavior. I'm not talking about obsessive
personalities that many of us have who are doing
research, and some of us have the disorder actually,
using PET scanning where you can actually reduce your
color coding, the relative glucose uptake by the
brain and therefore the relative metabolism, you can
find very specific areas, pre-frontal areas that are
highly active in the OCD patient prior to treatment,
and they are different from normal controls. Then
post-drug treatment you see the big reduction in
this, and then you have the same, and this is
slightly different slice, but you have the same
reduction in the same area produced by behavioral
therapy. So the notion that drugs are working
biologically and behavior therapy is working in some
etherial material way, you know, the final common
Now both Dr. Levitt and Dr. Zillmer talked
about neuroscience, and what has happened in
neuroscience in the last few years has become much
more sophisticated about behavior, and it has become
much more able for psychologists to find a common
for the environment to change the brain in specific
ways, has been referred to and the environmental
impact on gene expression. This is not Lamarckian
genetics. The environment as far as we know does not
affect the DNA, but it does affect the rate at which
the DNA is expressed in the RNA and therefore
converted into proteins, and there is often more room
this whole ability to look at the CNS. It's not a
soup any more. It's not like the liver, one cell
being the same as every other. It's in fact
extremely compartmentalized, and therefore to
understand integration you need to be able to image
the brain and look at the anatomy of thinking and the
An increasing behavioral sophistication is
developmental neuroscience, which means that you can
do very subtle things now to the brain in animals and
to the environment and see long lasting effects that
started to say about stigma. Stigma is still real
and reflected in those three myths. I agree that
there is more public understanding of brain behavior,
but 40 percent of the public still thinks that
depression is a weakness. Now why do they think
that? That doesn't mean that 40 percent of the
public is just stupid or prejudiced. What it means
is that they sense that people who have a behavioral
disorder still have some responsibility to do
something about it, and that's what we believe in
It's one thing to say it's not your fault
that you have severe depression, and let's take, for
example, the early onset of alcoholism. From what we
know the early onset of alcoholism is purely genetic.
There doesn't seem to be any environmental
contribution to getting the early onset of
alcoholism. The adoption studies show no impact of
the environment on whether you have it or you don't
have it. So you inherit something that is not your
fault, but it's your responsibility to make sure that
you abstain from alcohol and that you get help in
The quadriplegic has a clear neurological deficit and
it's not his fault. But what's the difference
between a Chris Reeve, who is doing remarkable things
with his life, and some quadriplegic that is sitting
in the back ward of a VA hospital feeling sorry for
himself for the rest of his life. That's not the
quadraplegia that's different. It's something about
that person's character, and it's something about all
be like every other illness I don't agree with.
Brain illnesses that affect complex behaviors are as
complex as the behaviors are, and our ethics, our
sense of morality about them and the issue of where
does free will and responsibility reside, and in fact
responsibility and free will we would be in really
judging examples where determinism gets away with
things and takes over, then of course organized
social behaviors, which are dependent upon people
assuming responsibility, regardless of their
Now one of the things that's most exciting
to me as somebody who has studied manic depressive
illness is this, that we have noticed that manic
depressive illness, which is clearly a genetic
illness, as genetic as anything in psychiatry and
more genetic than many things in medicine,
nevertheless requires activation. It requires
psychosocial stress in the beginning of the illness,
but once several episodes have been activated, then
it goes on automatic pilot and it doesn't require any
My colleague, Bob Post, reasoned a number
of years ago that this may be analogous to the
process of kindling, where if you give a complex
system that has many regulatory groups in it, like
the brain and particularly the limbic area of the
brain, the emotional brain, if you give it repeated
stimulation with rest periods in between you can get
a larger and larger response each time even though
the stimulation doesn't get any larger. It's like
the reverse of tolerance. And then eventually you'll
get seizures. The critical thing is you can take the
stimulation away at a certain point and the brain
will have a seizure at the time it remembered and
You heard the reference to post-traumatic
stress disorder, and this is cellular memory, and now
how that cellular memory is being established is
being uncovered. The same thing can happen with
cocaine, which was mentioned. If you repeatedly take
cocaine, and people don't take cocaine continuously,
they take it at episodically, and you get a larger
and larger response each time, and then you get what
John Belushi found, where a dose that you previously
cocaine craving one only has to look at a videotape
that Chuck O'Brian in Pennsylvania has made. He took
an addict who was a cocaine addict, brought him into
his research lab and hooked him up. He took a bunch
of them, but this was just one example, and he hooked
them up to a PET scanner, had them self-administer
cocaine, and it got through the ethics committee
because they were actively doing it anyway, and then
he saw the brain dopamine tree light up, the limbic
dopamine cells light up like a Christmas tree.
urines and was definitely sure for a whole year they
were drug free. He brought them back in, and these
were cured, he put them in the lab, hooked them up
with the PET scanner, had them open a box and there
was a needle and a syringe, the works, and just
looking at the works caused the limbic dopamine cells
to fire, and it was hard to tell between the real
dopamine and the remembered dopamine, the real
cocaine and the remembered cocaine. That's the power
environmental event working through the transmitters
you heard about, through very specific receptors,
through G proteins, into cyclinic AMP, and the
phosphorylation of various proteins, particularly the
phosphorylation of proteins that are involved in
early genes that regulate the expression of other
genes, and what you have here is a system that can go
from the environment through things that take
microseconds, milliseconds, seconds and minutes here,
things that take hours, and then finally as these
converted into growth factors, for example, you get
into effects that can take days, months and years.
that goes through the outside of the cell, the
cytoplasm, the nucleus and then back into the
cytoplasm and to other cells which allows these
environmental psychosocial stresses to be translated
into real and often permanent changes in protein.
we're very interested in this because we've found now
that kindling is age dependent, that is the brain's
ability to be kindled diminishes dramatically after
the animal, and monkeys and rats have been studied,
individual that normal life stresses can trigger this
illness and that once triggered goes on for the rest
of your life and requires life-long medication, if
you in fact block that before it can even happen in a
child let's say who never had had the illness yet,
but who was generically vulnerable to it, you might
prevent the illness from ever developing, and then by
the time they grew out of the vulnerability of
kindling you take them off the medication and they
can spend the rest of their life never having had the
illness and never needing life-long medication.
genetic markers because you couldn't ethically do
that with what we know now. You wouldn't be able to
pick the kids out that accurately. For every child
who has a bi-polar parent there is only one out of
five chances that that kid will have it himself.
generic markers in particularly the recent
replication of the chromosome 18 work, which is a
large area and it's going to require a lot of
narrowing down, but I would predict, as has been
predicted more generically, I would predict that by
the end of this decade we will have generic markers
for manic depressive illness, and we will be able to
try then the experiment of preventive treatment.
Now let me close with a couple of comments
about genes, and I'm very glad that both Dr. Levitt
and Dr. Zillmer mentioned the complexity of this and
the way the public often dichotomizes this into a
zero sum gain, you know, the more genetic the
explanation the less environmental. That's
In fact, if you really want to understand
the power of the environment you want to do it in a
generically vulnerable population, somebody
vulnerable to that environment, because if you look
at the effect of the environment on any large group
of people the individual generically related
differences in those people are so large that it
usually washes out the environmental effect. It's
very hard to see because there is so much genetic
Take, for example, the childhood issue of
childhood aggression. If you look at the measurement
of adverse adopted home environment, and these are
kids who are adopted away so you separate the genetic
from the environment, and if you look at the
predicted number of the childhood aggressive
symptoms, if they have a biological parent with
antisocial personality, which has been shown in other
studies to have about 67 percent of the variance
explained by genetics, if you have a biological
parent with antisocial personality what you see is
the more adverse the environment the more likely that
kid is going to grow up in trouble. Whereas if you
don't have a biological parent with antisocial
personality the environment doesn't make any
difference with respect to this behavior.
important it is to correct an adverse environment you
would want to look at the kids who were genetically
vulnerable to it and not pretend that there was no
such thing or to say that looking at generic
differences there was some way to lessen the
consequences of the environment. It's exactly the
Then my final slide is based on some work
that David Reese is doing at GW, who is one of our
most gifted psychosocial researchers, and what he's
looking at is large cohorts of people where they have
identical twins, plain siblings, half siblings and
blended families. That's the only benefit I think of
with our very high divorce rate is you have a lot of
half siblings to study for genetics.
variability coverage, 100 shared genes, 50 percent
shared genes in siblings, 25 percent shared genes in
half sibs, and no shared in blended families. So he
has a tremendous ability to measure what's happening
notion we had of you have parents' genes that
influenced a particular parenting behavior, and let's
say introversion and extroversion, which has been
shown to be about 50 percent genetic, that since a
child shares about 50 percent of his genes with each
parent, and if the child is just like daddy that's
because of this. But in fact that's not what
happens, and the reason is that behavioral things
that you inherit affect other people through the
So it's really more like this. A parent's
genes influence a parent's behavior, which in turn
influences how the child is parented. We know, for
example, that children who are born that are very
underresponsive and very quiet, laid-back children,
and you can pick them out very early in infancy, and
any mother who has had several children can tell you
these differences, versus a very active, exploratory
child, and this has nothing to do with IQ, the child
who is very quiet is much more likely to be given
books to read at a very early age, whereas the child
who is very active will be more likely to be
encouraged to do very active things, like sports.
So then somebody comes along who says well
the reason this kid is a scholar is because his
parents gave him books at an early age, but his
parents gave him books at an early age because of the
child's temperament that encourage that. So people's
genetics has a lot to do with the environment we get,
which makes it further complicated to try to separate
these two, and there is no way you can separate genes
and environment by studying parents and children who
forward is to do these studies in so-called
generically informative samples where you can
eliminate the genetic component, and then you can
really see how powerful the environment is.
particularly interested in relating to generic
factors in aggression. There are biological factors
in aggression and genetic factors in aggression and
it became a big, huge controversy, some of which was
the way it was handled by the government and by the
example, who inherits the tendency to be impulsive
and aggressive from a father, and this clearly seems
to be a male inheritance pattern, and that kid comes
up at the age of two and he kicks his father in the
shins, something most kids don't do necessarily, but
genetically related and himself have an impulse
control problem, an aggression problem, he is much
more likely to hit that kid back. That hitting of
the child we now know doubles the likelihood that
that kid is going to become violent himself.
getting the father's genes twice. He's getting it
through the DNA, half of which he gets from his
father, and he's getting it through the environment
because his father is expressing his genetic
kid's genetic vulnerability is being massively
amplified by the environment, and if you wanted to
choose who to intervene with, you wouldn't intervene
with every child who is in a bad environment or who
has a bad father, you would intervene with those who
you could find some clues might be the ones who are
thinking, but we have to remember that there is
something about the common sense of the public that
senses that biological determinism in the case of
complex moral human behaviors is a slippery slope
MR. SHOSTAK: Thank you, Dr. Goodwin.
question and go directly to Dr. Whitehouse to finish
I'm going to also make a prediction to add
to Pat's. In exactly that same week several thousand
gerontologists will also be coming to Washington, and
probably there are about 10 of them that know that
the Society for Neuroscientists is meeting at the
same time, but they'll find it when they're looking
However, that is a bridge to a topic which
I think bridges between gerontology and neuroscience,
Alzheimer's disease, and I want to talk to you about
diagnosis and treatment in the context of just where
Fred left us, science and society, exciting science
and challenging complex applicable issues.
I also want to thank the Institute, by the
way, for allowing me to play with power point in a
computer demonstration for the very first time. So
we'll see how our exciting science and complex
susceptibility. There is a test that is available
now called Apolipoprotein E. This test would
identify everybody in this room as either being a 2,
a 3 or a 4 type, or actually you would be a 2/2 or a
4/4 because you have a gene from each parent, and we
audience that are Apolipoprotein E-4 are more at risk
for Alzheimer's disease. The questions we'll address
in a minute include would you like to know. So we'll
talk about the diagnosis of Alzheimer's disease in
the context of molecular biological descriptions of
outcomes. Are there new therapeutic outcomes in
Alzheimer's disease? Absolutely, and in a few weeks
you will hear here in Washington that there is a new
medicine that is going to be approved for the
treatment of Alzheimer's disease. Aricept or E2020
is co-developed by Azi, a Japanese company, and
symptoms of Alzheimer's disease, to improve the
memory and the attention. You will also be hearing
more about attempts to slow the progression of the
disease in Alzheimer's disease based on this work
that Pat talked about of neuroplasticity. Can we
slow the death of nerve cells and actually make a
more fundamental impact on this disease than just a
symptomatic treatment, not that the news of a better
symptomatic treatment will become available is not
develop with you both from a scientific and a policy
perspective, Apolipoprotein E genetic susceptibility
testing and new therapeutic advances.
By the way, those of you who can't see or
don't like color, just pull out the single page sheet
in your handout which has all these slides on it.
Apolipoprotein E susceptibility, a simple
blood test can provide information concerning an
increased or a decreased risk of getting Alzheimer's
disease, that's to say the use in a pre-symptomatic
fashion, or having Alzheimer's disease, that's to say
if you walk in the doctor's office, you have a memory
problem and you want to know what's causing that
memory problem, and of course Alzheimer's disease is
So this is available now, and I put quotes
around that word because of the question that
follows: How much predictive value would you want
that to have? Does it increase your risk one
percent, a hundred percent, two hundred percent?
quite variable, five to ten-fold, and certainly a
significant increase in risk, but does it vary
depending upon the population you come from,
Japanese, African-American or wherever. We don't
This test is being marketed in my opinion
prematurely because we don't understand what the
predictive values are for different populations. For
what purposes? There is some evidence that
Apolipoprotein E subtyping predicts whether you will
respond to a medication. So it might be useful if it
were to be used for that purpose. But if it were
used by an insurance company to prevent you from
having long-term care insurance, you might think
that's not a particularly good purpose.
Apolipoprotein E-4, would cost you $195, and most of
you perhaps aren't old enough and don't want this
information because Medicare currently doesn't cover
Would you want to know? Would you want to
know what your Apolipoprotein E type was or whether
you were a 4 or not? I might mention that if you're
an E-2 you might actually have a slightly lower risk
of getting Alzheimer's disease than if you were an
E-3. So it's not only a question of one being a
susceptibility factor, but the other E-2 being a
protective factor, and of course companies are trying
to develop an understanding of why these different
Apolipoprotein Es affect your risk because we would
love to develop a medication that would make
individuals who are E-4 less at risk by virtue of
whatever biology E-2 gives you to protect you.
what transition, oh, that's the gene, it slips in
--- to therapies for Alzheimer's disease.
And, as I said, we conceptualize these in two
categories. Symptomatic, and this is based on the
understanding that you heard from Pat and Eric as
well, and in fact everybody had to show their
neurotransmitter slide. This neurotransmitter that
these medications affect in Alzheimer's disease is
called acetylcholine. Tacrine or Cognex has been
approved for a number of years. It is marginally
effective in a modest number of people, and I switch
my adjectives there depending on how I feel about the
It's certainly a first drug, and actually
this morning in Cleveland I was part of a lecture on
the history of Alzheimer's disease and we were
talking about the first therapies for syphilis, which
included giving patients malaria. Well you have to
remember that the first interventions that we develop
for the treatment of diseases are often not ideal,
and certainly Cognex is a first step.
risky projection and forecast than the scientists
emerging in Washington, but I think it will be
approved. It has already had an approvable letter,
and I think the formal approval will be announced in
a matter of several weeks. This will be an
incremental improvement for reasons that I don't have
time to go into, and it actually will I think
dramatically change the care of patients with
Alzheimer's disease, at least in the sense that
everybody will be scrounging to get on this
medication more than they scrounged to get on Cognex.
Cognex and Aricept on the basis of essentially two
criteria. They would improve performance on a paper
and pencil test of memory and attention and language,
and somebody thought the patient was better, either
the doctor or the caregiver, and in the case of
Aricept there were statistically significant
differences in both what we call clinical globe
impression of changes and caregiving ratings.
that's exciting, is slowing the progression of the
disease by preventing the death of nerve cells.
That's what actually happen in Alzheimer's brains
that we want to stop, the death of nerve cells, and
there are many ideas about how to do that.
particularly germane for approximately half the
audience is estrogen. Estrogen both from a basic
biological perspective and from epidemiological
studies actually has been shown, or there is evidence
to suggest that if you take estrogen it slows the
onset of the disease or perhaps slows the disease
middle of a major study which includes a study of
whether estrogen will in fact slow the development of
Alzheimer's disease in healthy women who are not yet
laboratory and clinically to consider interventions
that actually might prevent the death of nerve cells
and slow the progression of disease.
questions, social issues and ethical and policy
issues relating to genetic diagnostic tests.
this in his talk, is that people are generally very
bad at using genetic information. In genetic
counseling circumstances you can give people very
complex genetic information about whether their child
will be affected by a disease, and they basically
will round that up to either zero or one, the doctor
said my child is going to get it or and the doctor
said my child is not going to get it. So there is
evidence that not only patients and families, but
doctors deal with risk information with great
difficulty and differently, too. So we've got to
appreciate when we get these numbers that affect our
risk for various diseases that we're not rational
creatures in dealing with the information and neither
susceptibility for Alzheimer's disease is? We
already alluded to the insurance company issue, and
you know there has been legislation in Washington
around this issue and there are recommendations in
Europe about preventing insurance companies from
getting access to genetic information. This is a
very complex topic. Sure we would like to protect
ourselves from genetic discrimination. On the other
hand, insurance is a vehicle for social policy that
allows us to understand risks to a population level
and try to plan for them. So it's not to me clear
that simply preventing insurance companies from
having this information is necessarily the right
course of action, although individual discrimination
various ages for very important offices. Should we
have known Ronald Reagan's Apolipoprotein E type when
he was a candidate for office? We know that
President Reagan developed Alzheimer's disease at
some point during his life and we can speculate in
relationship to his tenure in office.
How much is it worth to know this genetic
susceptibility information, and I mean that in terms
of economics, but also in how much is it worth to
society to have this kind of information. It's going
to cost us to get this information, it's going to
cost to develop this genetic information and just how
much is it worth in a rather broad kind of justice
sense is how I'm asking the question there.
Finally, social issues and therapeutics.
This is the question doctors get: Okay, Aricept,
it's a new medication, doctor, how good is it, and
would you want your mother to take this drug?
they have positive effects, statistically significant
effects, but the effects are in terms of quality of
life and in terms of daily living rather modest. We
set a threshold in this country with the approval of
Cognex, and that actually was a fairly healthy,
rational, participatory, democratic process of sorts
where guidelines were developed and people spoke on
behalf of certain criteria, the criteria I already
mentioned, objective psychometric tests and some kind
said well that wasn't good enough, and in fact the
market has determined that Cognex is not very good.
It hasn't sold very well. But our expectations about
therapies and how we set standards are very
improvement from slowing progression of disease?
This is a very complex issue. I said to you there
are two classes of drugs, one to provide symptomatic
benefit and the other to slow progression of disease.
But if we can't measure nerve cells, and maybe we
will with some of these powerful imaging techniques
in the future, and we can't actually see the nerve
cells, how do we know the difference between a drug
that provides prolonged symptomatic benefit that
extends into the future from one that actually slows
the progression of disease in terms of having an
effect on the more basic biology, namely, the
prevention of death itself. That is actually a big
international regulatory issue in not only
Alzheimer's disease but other diseases because drug
companies would love you to believe that taking their
pill will slow the disease rather than just providing
around the world there are now pharmaco-economic
considerations of a magnitude that governments are
concerned about. In other words, you get the drug
approved on the basis of the criteria that I've
mentioned, and it's demonstrated they have some
efficacy, but what about its social value at the
Australia was the first country to require
companies to not only do scientific studies, the
kinds that we're used to doing, but also doing
pharmaco-economic studies to demonstrate cost benefit
and it's also an issue in Alzheimer's disease because
Cognex was on the formulary of some HMOs but not
others. So the decision about whether to include it
on the formulary or whether to pay for it is actually
a much more complicated decision in many ways than
just determining whether the FDA should approve the
particularly when we talk about slowing the
progression of disease. That seems like such a
wonderful goal, but is there a point in the illness
where we would no longer want to slow the progression
major discussions going on in many parts of our
society, not the least of which are two Federal
Courts, I think the Second and Ninth District, around
the issue of the right to die, and is there a point
in dementia where somebody is severely demented,
cannot feed themselves and cannot recognize their
wife of 50 years, where in fact we should be talking
not about slowing the progression of disease, but
perhaps even accelerating disease or at least
considering Alzheimer's disease as a terminal disease
in which palliative care approaches would be more
It's hard to do this in seven minutes, and
particularly the Institute for Alternative Futures
This is probably the hardest Foresight Seminar to put
together every year, our scientific one. We're
futurists and not scientists. So we have to find
something we can understand and then we have to find
speakers who can communicate to a non-scientific
audience as well, and I want to thank our panel for
To say that in last day or two as we were
pulling this seminar together our minds were blown by
all the information would be an understatement. I
only wish I could share with you some of the
discussions we had in the last two days about the
implications of all this, that maybe neuroscientists
should be the educators of tomorrow because they're
going to understand we're we going to learn, that
maybe neuroscientists should be the futurists because
they're going to understand how the brain evolves,
and that maybe neuroscientists should run the
telephone system because they're finally going to
Some of the implications are just big. So
why don't we just open up the discussion now to you
all so that you can engage us or yourselves around
other questions around the future of neuroscience and
time, but in the far back and work this way.
Pelegrini, and I work for Congresswoman Louise
Slaughter, who has been very interested and concerned
with genetic testing and the potential for
discrimination. I would like to know if any of the
panelists see the scientific community developing a
stronger advocacy and education role because to some
extent you are going to be the ones who have to
interpret this information for us and tell us where
this information is, unfortunately, that it kind of
comes out of a scientific establishment and then the
researchers say well there it is and do what you want
with it. I think we're going to need a lot more
direction, and we're going to end up going through a
lot of possibly difficult social upheaval as we deal
Human Gene Project as part of the ELSI Program, which
I really would speak on behalf of, the Ethical, Legal
and Social Issues, and the Human Gene Project is I
think mandated to provide a certain amount of grants
in this area. Our grant is on the ethics of genetic
testing, and we're doing a book and looking at new
the scientists to agree that there is information
that is valuable for society to consider in the area
of Alzheimer's genetics. Molecular biologists, the
people who discover these genes and these
susceptibilities, don't in general understand
population genetics, and there are great dangers of
doing a study on a small number of people who happen
to come to one center and generalizing to having that
be valuable to society as a whole. That's why I said
the commercialization of this particular test I think
So one is making sure we have something to
contribute to society for society to consider in a
rational fashion. Then it's to engage society
through a process of education, and I think we have
to recognize that educational technologies have
changed dramatically. We're working on a worldwide
web page in a process to educate people through that
means because interactive CD/ROMs will offer a
tremendous opportunity for people to learn this kind
of material. But that is a big challenge, and I
would encourage you to support efforts to let
scientists, once they have something to say, say it.
that, and I think that's where science is at its
best. I don't agree though with some scientists who
step out and make kind of value judgments and moral
judgments. It's like asking movie stars what
politician they support, you know, and that's
supposed to mean something. We don't want to get
into the philosopher king notion that because
somebody is a scientist they have a better sense of
what's right and wrong for society than anyone else
That's a very tricky area, and we've seen
other cultures where scientists have gone over the
edge in doing that with some of the early things that
were happening in Germany in the '30s where
scientists were sort of tempted to be philosopher
kings, and they don't have any better moral wisdom
than anyone else. Some of them have none at all, and
some of them have as much as you would want, but
there has been a change in the sense that at least
scientific societies are encouraging their members to
bear the responsibility of being part of the
educational process much more now than it was even 10
years ago. So irrespective of scientists being
placed in a position of producing opinion about
policy, there is a baseline responsibility that we
all feel, and more and more scientists are feeling
that and are participating in programs through
organized societies that are educating our future
generations or current generations. It's not easy
to do it with current generations to be honest.
Fred's dogma of the genetics of the parent impacting
upon the genetics of the child. So getting beyond
the genetics of our generation that in general find
it very difficult to synthesize scientific
information and get to the future generation is
really a critical issue of how do you do that well
because there is this prefilter, and I've tried to do
this and it's difficult to go through my generation
to youngsters who are really excited about hearing
So I think that is very important to focus
on and figure out ways of doing that much, much
better, and scientists now are much more willing to
stand up and do those sorts of things.
and I'm very concerned about genetic testing. There
is a lesson that we learned, like Fred talked about
in the '30s. I wrote a book on sort of the
psychological processes of the physicians who made
those decisions about people who had mental illness
and who were retarded. You probably know this
already, but they thought they made the right
decision. They had new technologies where they could
define mental illness in different ways and identify
it better, and they made decisions that were what we
consider amoral and the wrong decision. That's why
we had the Nuremberg laws and consent forms and all
those things that should help us not do the same
mistake again, except with genetic testing who is
going to be the keeper of that information, and how
wrote a book about how the public perceives numbers.
It's very complicated and they don't understand
probabilities. It doesn't have to do with
intelligence, but it's just that people are not used
to understanding randomness and probabilities, and
who is going to communicate this to the patient.
Maybe the scientists may be the worst person to do
So really our technology is on a run-away
train, and the information that we're getting from
this technology has to be formatted in the right way.
I'm concerned about that, and I don't know the
remember, too, that the T-4 program that you just
defined that happened in Nazi Germany was very
strongly influenced by an eugenics movement that was
occurring in this country, and that in fact the
eugenics movement has had a lot to do to color the
way people do genetic counseling even today, which is
on a very non-directive fashion. So there are
consequences of this kind of attitude even in our
The comment I was going to make was it is
great and I celebrate with Pat that scientists are
now willing to go out there and participate in the
educational process. However, the educational
process and philosophies are changing. We can't have
scientists just going out and wanting to teach the
public as if, and I was guilty of this myself, we
have this valuable information that we need to share.
Education is about learning, too. So the scientists
have to listen before the lecture to what the public
is perceiving and what they need to know and not just
assume that, gee, I'm now out in the public educating
people and isn't this great that I've got all this
knowledge that you guys have got to pay attention to.
feeling that you're just simply transferring
information, which is not the right process, versus
being part of the educational process.
way, and that's really key because the public really
doesn't need any more transfer of information. They
can do it, I mean it's available, but it's
interactive process that's really key. You know, 10
years ago literally those sorts of things were not
of value judgment where scientists would be united in
their position, and that is when some voices will
encourage us not to get certain kinds of knowledge.
They simply prefer ignorance to knowledge because of
the potential misuse of knowledge. I don't know any
serious scientist who could agree with that, and I
think attempts to stifle knowledge because of
legitimate concerns about misuse have been
destructive, and in looking at history that has been
destructive to civilizations who have tried that.
something last week about Alzheimer's disease and
nicotine, that actually those who smoke are less
susceptible to getting Alzheimer's disease. Is it
Morris Tobacco Company and, believe me, we went
through a lot of ethical discussions about that. But
having accepted the funds with essentially no
restrictions, we have been exploring that for two
One is that in the brains of patients with
Alzheimer's disease the acetylcholine is missing.
Nicotinic receptors are stimulated by acetylcholine
and nicotinic receptors are reduced in the brains of
patients with Alzheimer's disease. Smoking increases
receptors and epidemiological studies suggest the
possibility, just as with estrogen, that smokers may
get less Alzheimer's disease and not just because
So there is scientific rationale for it.
So you a shot to put nicotine in a test tube and say
that nicotine affects amyloy, which it did in this
work, which I think is good work, and to jump from
that to well, you know, we should all be smoking or
taking nicotine patches or chewing nicorette chewing
gum of course is not the right interpretation. But
there is science to that, and of course we've got to
be a little careful because when people read a study
and they say it's supported by the Phillip Morris
Company they tend to discount that, but I mean there
is something in cigarette smoking that's a clue. So
we've got to try to maintain a certain sense of
equilibrium about that kind of stuff, or why
schizophrenics smoke. I mean 90 percent of
Online. The first question is very near and dear to
my heart. We have a huge megasite on natural
medicine and health, and we're not interested in just
education, but we're interested in behavior change,
and that's where it ultimately, you know, results in
positive directions, because many times education as
the government delivers it is just more shovelware,
as we call it. So there needs to be some coolness
about the delivery of what you come up with in terms
and what I'm striving for is maybe there is an
organization that doesn't exist now that needs to be,
you know, a organizer and deliverer of the go-between
science and maybe what affects behavior change.
Technology moves out exponentially, and the public is
way the hell back here, you know, wondering what in
the hell they're going to do. They're caught up in a
cacophony of noise every which way and they're
scrambling for natural medicines, alternative
medicines because they're losing faith in say the
just from the Select Committee on Nutrition and
Mental Illnesses, and it was McGovern and it was done
years back and there was Abram Hoffer and a lot of
these people there, and this was a quote from
scientific evidence it is sufficiently strong that
this nutritional information should be put
immediately before the American people. To do
otherwise would be irresponsible. The public is then
in a position to make informed individual judgments."
one-and-a half-inch thick. We've taken those
findings and we've republished them. They're out-of-
print classics, and we have them in a section on our
web site addressing some of those nutritional issues.
their own decisions, and I fear for that direction.
I see a big need for a behavior change and conversion
of the technology that is way out here and the public
that is utilizing it, and not just in America, but
fund a lot of this research, but they don't fund
natural medicine research because it's not
of sort, and maybe it's private, I don't know if it's
government, but that there would be a place to do
this conversion process? There is dire need for that
part of the private sector that you define as perhaps
not having an interest in that area, but there are
other segments of the private sector that do. There
are good companies, there are companies throughout
the world that fund research on the value of
nutrition in affecting brain growth and development.
In fact, I was at a meeting two weeks ago
sponsored by the American Health Foundation in which
there were scientists, nutritionists, members of
Headstart programs, educators, linguists, economists,
et cetera. Studies have been published for 20 or 30
years or 40 years about the benefits of early
intervention of nutrition, of safe environments and
of positive experiences during critical periods of
That information is there, and if you sit
down with a person one on one I don't think anyone
would deny the fact that good nutrition and a good
positive environment for a child two years old is
going to have a positive impact on how their brain
develops and how they'll end up as adults.
What you're asking for is translating that
into policy. That's the difficult part. We're still
debating about whether Headstart is good or not, and
they can lay out 40, 50 or 100 studies, and there is
no doubt about it, and nutrition, the same thing.
what you're talking about is somewhat lip service.
There is a huge segment of society that's going out
there and playing with acetylcarnatine and cysteine.
The health food stores, they taking it in their own
hands. They're looking at the neurotransmitter
applications of these, they know about the serotonin
and they read about it in Time Magazine, and they're
asking their doctors who don't know about the
to your question is it's not likely, and particularly
in our society, that there is room for one
organization or one locus, particularly given so many
organizations involved. In fact, I misspoke. I
should of course told you that our study was
supported by Kraft and not Phillip Morris. Of course
country did have a problem when these things slipped
between food and drugs because a few years ago when
the Congress tried to regulate these products, and
this is a $6 billion industry in this country and it
is a multi-billion dollar industry around the world.
People takes lots of products to improve their
memories and improve their sexual function. Those
are the two big topics, and there is a lot of waste
of money because there is not a lot of science there.
alternative medicines which is speaking to western
medicine and scientific medicine that is missing in
what we offer people because people are taking these
things for a reason, but they're not taking them with
good reason, not that there may not be something in
some these traditional Chinese approaches, but they
haven't been evaluated, and I think it's very
difficult for people to make those decisions on their
medicine. Niacin is not. Abram Hoffer did hundreds
of studies to indicate the effects of schizophrenia
and niacin, you know, and it has been around for
years. But that isn't alternative medicine. That's
nutrition, and you guy it at a health store.
MR. SHOSTAK: Dave, I'm going to let Dr.
Goodwin respond, and then take the last question.
complicated issues interfacing here. One is the
subtlety of a lot of these effects, and Hoffer's work
wasn't replicated under more stringent conditions,
but that doesn't mean it didn't happen because of
maybe hope and expectancy. Sometimes double blind
studies miss the expectancy component of it.
One of the arguments that I think we have
to be careful about that was argued up here on the
Hill about these things that fall between foods and
drugs was well let's just turn it all over to the
FDA. I think there is a lot of legitimate reason to
One, we're dealing with a range of things
in which, as you point out, they're not patentable
and so nobody has an incentive to spend the average
of $360 million per compound to get it through FDA.
areas over the years, and it has usually been a
disaster. They, for example, pulled tryptophan from
the market quite legitimately 10 years ago. They
found out what was wrong with it, and it was a
contaminant from the company in Japan that made it.
This was research going on in my institute and we're
the ones that found it within two years.
Eight years have passed and tryptophan is
not back on the market. So it's like once the FDA
takes that action and then to get them to untake it.
I rode in an airplane with David Kessler the other
day, and I said, David, why is tryptophan still off
the market, and he said well the science isn't it.
under a prescription drug, and now it's $40.
MR. ROBERTS: So it is back on the market.
the last year. For a long time it wasn't even
available in prescription when the scientific case
had already been settled. So regulatory machinery is
very sticky and what is done very difficult to get
undone. FDA has its plate more than full with drugs
where you have huge companies and huge budgets that
can allow them to go through that, but all these
little things I just don't know where they go.
vitamins, like some people want to do, it would
simply close down the vitamin industry altogether
because there is no vitamin company that has the
wherewithal to get double blind control studies.
It's not the safety issue, but it's the efficacy
thing that hangs it up. It's easier to demonstrate
safety or lack of it than it is to demonstrate
fundamental. I'm Ebrahim Mayat from NIH.
fundamental. First of all, there is a problem with
neuroscientific education today, and I'm a
neuroscientist myself, in that our education is
highly specialized. So when we go to graduate school
all we are taught to do is bring our papers, bring
our papers, bring our papers. So 99 percent of our
energy is spent on churning out those papers. As a
result, we are basically ignorant of social issues of
knowledge, and I think that neuroscientists, the way
they are trained today, will not exactly be in a good
position to advise society of future issues of, and
First, there must be a good interface between the
medical and legal professions, and maybe even between
philosophers and scientists, and, secondly, I think
neuroscientists should have some idea about social
issues, and I think if neuroscientists want to
influence education in some way they should think
about improving their own education first.
are faculty members. So who wants to start?
science education when I was in government, and one
of the things we found is that there are no rewards
in the scientific establishment for getting outside
of that narrow focus of publishing data and writing
grants. Even the prizes that are out there are
prizes for science and not for science citizenship.
So even scientific societies could begin to change
that. They could start giving awards for scientific
citizenship that would match their awards they give
for the actual science itself. Government could do
that with science education grants that are a little
more imaginative than what is coming out of NSF
today, which are mostly more curricula development by
people in the education establishment and not by
It's a very huge problem. Most scientists
are not equipped even to play their legitimate
scientific role in the interface between science and
policy. We are in an ivory tower, and part of it is
of our own construction, and I think your point is
scientists are willing to change their environment,
and there are some examples of that. When scientists
within a discipline, and neuroscience is a very broad
discipline when you consider it ranges from
understanding genes and genetics to understanding
network and chaos theory. There is not quite any
other biologically linked discipline that spans that
place across that whole spectrum naturally between
scientists that's how they educate each other. So
when you have a center that contains cognitive
biologists, psychologists, psychiatrists,
neurologists, developmental biologists and molecular
and cellular biologists and they see each other and
they talk to each other and they think about things
in a much more integrated way, that will I think
eventually evolve into something that you're hoping
to see because they become part of the education
process. They themselves now have to learn about to
educate and how to become educated in a much broader
think we're moving ahead on this issue, and I think
it's true for every discipline, whether you're a
physicist or a neuroscientist or a psychologist. You
see that information of schools where we've moved
multidisciplinary approaches to transdisciplinary
approaches where different disciplines are learning
from each other. You see that information of
schools, like schools of engineering that physicists,
sociologists, anthropologists and psychologists. I
just came back from the Max Paunk(?) Institute in
Munich for Psychiatry, and they have a whole hospital
that is totally integrated with neurologists,
psychiatrists, psychologists and neuropsychologists.
It's completely integrated and not just pro forma.
that the important questions that are going to be
asked in the future are going to come out of that
kind of environment. That's really the entry to
making anything significant. So the old people who
are just going to sit in one office and come up with
ideas that are not related to anything else, those
ideas won't be funded, they won't be published and
people won't care about them any more.
So you're absolutely right, and that's why
I came here actually, to hear other speakers and your
questions so I could be in touch maybe with the
bigger picture of what's going on out there.
The next seminar is tentatively scheduled
for December 4th hopefully right back in here, and it
listening, thank you to our speakers, and we'll see
Innovations in Pharmaceutical Science: Breakthroughs
in Neuroscience concluded at 2:07 p.m. . . .
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